Our Sarbanes Oxley (SOx) Toolkit for QAD ERP can be used on your own or combined with Strategic Professional Services.

The Sarbanes–Oxley Act of 2002 or SOX, is a United States federal law that set new or expanded requirements for all U.S. public company boards, management and public accounting firms. There are also a number of provisions of the Act that also apply to privately held companies.

The bill, which contains eleven sections, was enacted as a reaction to a number of major corporate and accounting scandals, including Enron and Worldcom. The sections of the bill cover responsibilities of a public corporation’s board of directors, adds criminal penalties for certain misconduct, and required the Securities and Exchange Commission to create regulations to define how public corporations are to comply with the law.

Strategic Information Group (Strategic) has developed a comprehensive set of pre-written test scripts and functional requirements for QAD to help companies achieve SOx compliance. Our Toolkit contains test scripts and functional requirements for both QAD’s Standard Edition and Enterprise Edition.

QAD Standard Edition contains test scripts for the following QAD Modules:

  1. General Ledger Test Scripts
  2. Accounts Payable Test Scripts
  3. Accounts Receivable Test Scripts
  4. Evaluated Receipts Settlement Test Scripts
  5. Global Tax Management Test Scripts
  6. Multi-Currency Test Scripts
  7. Segregation of Duties Test Scripts
  8. Segregation of Duties Setup
  9. Segregation of Duties Transactions
  10. General Ledger Report Writer

The SOx Toolkit  contains pre-written Test Scripts and a Functional Requirements document.

QAD Enterprise Edition contains test scripts for the following QAD Modules:

  1. General Ledger Test Scripts
  2. Accounts Payable Test Scripts
  3. Accounts Receivable Test Scripts
  4. Cost Management Test Scripts
  5. Evaluated Receipts Settlement Test Scripts
  6. Global Tax Management Test Scripts
  7. Multi-Currency Test Scripts
  8. Segregation of Duties Test Scripts
  9. Segregation of Duties Setup
  10. Segregation of Duties Transactions
  11. Financial Report Writer

The SOx Toolkit  contains pre-written Test Scripts and a Functional Requirements document.

SOx Toolkit Consulting Services

Strategic Information Group can also provide consulting services to assist you customize the SOx test scripts to your specific implementation and to execute the test scripts.  These services are optional and you may choose to use your own resources to perform these tasks.

For additional information and to see samples of our test scripts and functional requirements, please contact us.